SEC Form 4/A · accession 0001303313-19-000036
LHC Group, Inc · LHCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Keith G Myers
Officer — CEO and Chairman · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | A | 34,310 | $0.00 | A | 146,575 | D | |
| Common Stock | Mar 1, 2019 | F | 22,740 | $109.43 | D | 123,835 | D | |
| Common StockF3,F2 | Mar 1, 2019 | S | 892 | $110.04 | D | 122,943 | D | |
| Common StockF4,F2 | Mar 1, 2019 | S | 17,600 | $108.92 | D | 105,343 | D | |
| Common StockF5,F2 | Mar 1, 2019 | S | 6,508 | $107.35 | D | 98,835 | D | |
| Common StockF6,F2,F7 | Mar 1, 2019 | S | 2,298 | $109.95 | D | 757,202 | I | See Footnote |
| Common StockF8,F2,F7 | Mar 1, 2019 | S | 36,601 | $108.82 | D | 720,601 | I | See Footnote |
| Common StockF9,F2,F7 | Mar 1, 2019 | S | 11,001 | $107.24 | D | 709,600 | I | See Footnote |
| Common StockF2,F7 | Mar 1, 2019 | S | 100 | $106.16 | D | 709,500 | I | See Footnote |
| Common Stock | holding | — | — | — | 335,646 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted pursuant to the LHC Group, Inc. 2018 Long Term Incentive Plan, which vest over five years.
- F2Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F3The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $109.52 to $110.98. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $108.09 to $109.51. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $106.51 to $108.07. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $109.49 to $110.92. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The shares of common stock are held directly by K&G Family, LLC, of which Keith G. Myers is a manager.
- F8The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $107.86 to $109.48. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F9The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $106.25 to $107.77. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.