SEC Form 4 · accession 0000899243-18-009421
LHC Group, Inc · LHCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Steven Guenthner
Officer — Chief Strategy Officer
Period of report
Apr 1, 2018
Accepted (ET)
Apr 4, 2018 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2018 | A | 129,181 | — | A | 129,181 | D | |
| Common Stock | Apr 1, 2018 | A | 24,370 | $0.00 | A | 153,551 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $36.36 | Apr 1, 2018 | A | 6,313 | A | Apr 1, 2018 | Feb 8, 2019 | Common Stock | 6,313 | 6,313 | D |
| Stock OptionsF3 | $43.86 | Apr 1, 2018 | A | 2,745 | A | Apr 1, 2018 | Dec 13, 2019 | Common Stock | 2,745 | 2,745 | D |
| Stock OptionsF3 | $40.10 | Apr 1, 2018 | A | 3,934 | A | Apr 1, 2018 | Mar 10, 2021 | Common Stock | 3,934 | 3,934 | D |
| Stock OptionsF3 | $26.40 | Apr 1, 2018 | A | 5,673 | A | Apr 1, 2018 | Feb 26, 2022 | Common Stock | 5,673 | 5,673 | D |
| Stock OptionsF3 | $22.83 | Apr 1, 2018 | A | 11,346 | A | Apr 1, 2018 | Feb 28, 2023 | Common Stock | 11,346 | 11,346 | D |
| Stock OptionsF3 | $26.54 | Apr 1, 2018 | A | 13,176 | A | Apr 1, 2018 | Mar 16, 2024 | Common Stock | 13,176 | 13,176 | D |
| Stock OptionsF3 | $40.74 | Apr 1, 2018 | A | 10,522 | A | Apr 1, 2018 | Mar 1, 2025 | Common Stock | 10,522 | 10,522 | D |
| Stock OptionsF3 | $39.38 | Apr 1, 2018 | A | 11,163 | A | Apr 1, 2018 | Mar 3, 2026 | Common Stock | 11,163 | 11,163 | D |
| Stock OptionsF3 | $53.61 | Apr 1, 2018 | A | 8,601 | A | Apr 1, 2018 | Mar 9, 2027 | Common Stock | 8,601 | 8,601 | D |
Explanation of responses
- F1Received in exchange for 141,182 shares of Almost Family, Inc. ("Almost Family") common stock in connection with the merger of Almost Family with and into the Issuer (the "Merger"). In the Merger, each share of Almost common stock was converted into the right to receive 0.9150 shares of Issuer common stock.
- F2Restricted shares received in connection with the reporting person's commencement of employment with the issuer. The restricted stock will vest as to twenty percent (20%) of the shares on each of the first five anniversaries of the first day of the first full month following the effective date of the Merger (April 1, 2018).
- F3Received in the Merger in exchange for a stock option to acquire shares of Almost Family common stock. The number of stock options is equal to the number of Almost Family stock options multiplied by 0.9150, and the exercise price is equal to the exercise price of the Almost Family stock options divided by 0.9150.