SEC Form 4 · accession 0000899243-18-009355
LHC Group, Inc · LHCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Goldberg
Director
Period of report
Apr 1, 2018
Accepted (ET)
Apr 3, 2018 · 8:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2018 | A | 40,994 | — | A | 40,994 | D | |
| Common StockF2 | Apr 1, 2018 | A | 5,032 | — | A | 5,032 | I | By self-directed 401(k) plan |
| Common StockF3,F4 | Apr 1, 2018 | A | 1,830 | — | A | 1,830 | I | By spouse's self-directed 401(k) plan |
| Common StockF5 | Apr 1, 2018 | A | 16 | — | A | 16 | I | As custodian for child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF6 | $39.74 | Apr 1, 2018 | A | 2,745 | A | Apr 1, 2018 | Feb 8, 2019 | Common Stock | 2,745 | 2,745 | D |
Explanation of responses
- F1Received in exchange for 44,803 shares of Almost Family, Inc. ("Almost Family") common stock in connection with the merger of Almost Family with and into the Issuer (the "Merger"). In the Merger, each share of Almost common stock was converted into the right to receive 0.9150 shares of Issuer common stock.
- F2Received in exchange for 5,500 shares of Almost Family common stock in connection with the Merger. In the Merger, each share of Almost common stock was converted into the right to receive 0.9150 shares of Issuer common stock.
- F3Received in exchange for 2,000 shares of Almost Family common stock in connection with the Merger.
- F4The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reporting person for purposes of Section 16 or for any other purpose.
- F5Received in exchange for 18 shares of Almost Family common stock in connection with the Merger.
- F6Received in the Merger in exchange for a stock option to acquire shares of Almost Family common stock. The number of stock options is equal to the number of Almost Family stock options multiplied by 0.9150, and the exercise price is equal to the exercise price of the Almost Family stock options divided by 0.9150.