SEC Form 4 · accession 0000899243-18-009351
LHC Group, Inc · LHCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Earl Reed III
Director
Period of report
Apr 1, 2018
Accepted (ET)
Apr 3, 2018 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2018 | A | 105,204 | — | A | 105,204 | D | |
| Common StockF2,F3 | Apr 1, 2018 | A | 27,848 | — | A | 27,848 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $39.74 | Apr 1, 2018 | A | 2,745 | A | Apr 1, 2018 | Feb 8, 2019 | Common Stock | 2,745 | 2,745 | D |
Explanation of responses
- F1Received in exchange for 114,978 shares of Almost Family, Inc. ("Almost Family") common stock in connection with the merger of Almost Family with and into the Issuer (the "Merger"). In the Merger, each share of Almost common stock was converted into the right to receive 0.9150 shares of Issuer common stock.
- F2Received in exchange for 30,435 shares of Almost Family common stock in connection with the Merger.
- F3The reporting person's spouse is the sole trustee of the W. Earl Reed, III Gift Trust which is for the benefit of the reporting person's adult children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F4Received in the Merger in exchange for a stock option to acquire shares of Almost Family common stock. The number of stock options is equal to the number of Almost Family stock options multiplied by 0.9150, and the exercise price is equal to the exercise price of the Almost Family stock options divided by 0.9150.