SEC Form 4/A · accession 0001354271-16-000006
TWO RIVERS WATER & FARMING Co · TURV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Wayne Edward Harding III
Officer — CEO/CFO · Director
Period of report
Aug 11, 2016
Accepted (ET)
Oct 6, 2016 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302946
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $0.20 | Aug 11, 2016 | A | 200,000 | A | Aug 11, 2016 | Aug 11, 2026 | Common Shares | 200,000 | 200,000 | D |
| Common Stock OptionF1 | $0.50 | Aug 11, 2016 | A | 200,000 | A | Dec 31, 2017 | Aug 11, 2026 | Common Shares | 200,000 | 400,000 | D |
| Common Stock OptionF1 | $1.00 | Aug 11, 2016 | A | 200,000 | A | Dec 31, 2018 | Aug 11, 2026 | Common Shares | 200,000 | 600,000 | D |
Explanation of responses
- F1Prior reporting stated an exercise price the same as the acquisition price of the derivative security.