SEC Form 4 · accession 0001302946-17-000028
TWO RIVERS WATER & FARMING Co · TURV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T. Keith Wiggins
Director
Period of report
Sep 7, 2017
Accepted (ET)
Dec 6, 2017 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302946
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Share OptionsF1 | $0.53 | Sep 7, 2017 | A | 150,000 | A | Sep 7, 2017 | Sep 7, 2027 | Common Shares | 150,000 | 250,000 | D |
Explanation of responses
- F1Shares vest 1/7 per quarter beginning 09/07/2017