SEC Form 4/A · accession 0001302946-16-000166
TWO RIVERS WATER & FARMING Co · TURV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
T. Keith Wiggins
Director
Period of report
Sep 30, 2016
Accepted (ET)
Nov 23, 2016 · 11:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302946
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Two Rivers Water & FarmingF1 | $0.53 | Sep 30, 2016 | A | 50,000 | A | Dec 31, 2016 | Sep 30, 2026 | common shares | 50,000 | 400,000 | D |
Explanation of responses
- F1Shares vest 1/8 per quarter (6,250) for 2 years
- F2These shares were previously entered and filed on November 22, 2016. Section 5 was left blank which was in error. They should be filed as Acquired (A).