SEC Form 4 · accession 0001302946-16-000152
TWO RIVERS WATER & FARMING Co · TURV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Samuel W. Morris Jr.
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 3, 2016 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302946
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| common stock options | $0.53 | Sep 30, 2016 | A | 50,000 | A | Sep 30, 2016 | Sep 30, 2026 | Common Shares | 50,000 | 50,000 | D |
| common stock optionsF1 | $0.53 | Sep 30, 2016 | A | 100,000 | A | Dec 31, 2016 | Sep 30, 2026 | common shares | 100,000 | 150,000 | D |
Explanation of responses
- F1Options vest 1/8 of total shares per calendar quarter (12,500 per quarter)