SEC Form 4 · accession 0001140361-17-038096
OncoMed Pharmaceuticals Inc · OMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Austin Gurney
Officer — See Remarks
Period of report
Oct 7, 2017
Accepted (ET)
Oct 10, 2017 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302573
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 7, 2017 | A | 18,334 | $0.00 | A | 82,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $4.36 | Oct 7, 2017 | A | 36,666 | A | — | Oct 6, 2027 | Common Stock | 36,666 | 36,666 | D |
Explanation of responses
- F1Restricted stock units ("RSUs"). The reporting person is entitled to receive one (1) share of common stock of the issuer for each one (1) RSU upon the vesting thereof.
- F2Includes (i) 50,834 RSUs and (ii) 430 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2017.
- F3The option vests with respect to 1/48 of the shares subject thereto on each monthly anniversary of the date of grant, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
Remarks
Chief Scientific Officer, Senior Vice President, Research