SEC Form 4 · accession 0001140361-15-001682
OncoMed Pharmaceuticals Inc · OMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry P Gould
Director
Period of report
Jan 9, 2015
Accepted (ET)
Jan 13, 2015 · 9:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302573
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 9, 2015 | J | 43,021 | $0.00 | A | 43,021 | I | By Adams Street Partnership Fund - 2002 U.S. Fund, L.P. |
| Common StockF3 | Jan 9, 2015 | J | 18,278 | $0.00 | A | 18,278 | I | By Adams Street Partnership Fund - 2003 U.S. Fund, L.P. |
| Common StockF4 | Jan 9, 2015 | J | 14,118 | $0.00 | A | 14,118 | I | By Adams Street Partnership Fund - 2004 U.S. Fund, L.P. |
| Common StockF5 | Jan 9, 2015 | J | 19,667 | $0.00 | A | 19,667 | I | By Adams Street Partnership Fund - 2005 U.S. Fund, L.P. |
| Common StockF6 | Jan 9, 2015 | J | 1,166 | $0.00 | A | 1,166 | I | By Brinson Partnership Fund-2004 Primary Fund, L.P. |
| Common StockF7 | Jan 9, 2015 | J | 782 | $0.00 | A | 782 | I | By The 2004 Primary Brinson Partnership Fund Offshore Series Company Ltd. |
| Common StockF8 | Jan 9, 2015 | J | 2,431 | $0.00 | A | 2,431 | I | By UBS Global Asset Management Trust Company as Trustee of the Brinson Partnership Fund Trust- 2004 |
| Common StockF9 | Jan 9, 2015 | J | 27,217 | $0.00 | A | 30,546 | I | By The Bank of New York Mellon as Trustee for the Hewlett-Packard Company Master Trust |
| Common StockF10 | Jan 9, 2015 | J | 11,134 | $0.00 | A | 17,251 | I | By Brinson Partnership Fund-2001 Primary Fund, L.P. |
| Common StockF11 | Jan 9, 2015 | J | 8,498 | $0.00 | A | 13,166 | I | By The 2001 Primary Brinson Partnership Fund Offshore Series Company Ltd. |
| Common StockF12 | Jan 9, 2015 | J | 26,761 | $0.00 | A | 41,462 | I | By UBS Global Asset Management Trust Company as Trustee of the Brinson Partnership Fund Trust- 2001 |
| Common StockF13 | Jan 9, 2015 | J | 3,555 | $0.00 | A | 5,552 | I | By Orange County Employees Retirement System |
| Common StockF14 | Jan 9, 2015 | J | 17,775 | $0.00 | A | 27,097 | I | By State Universities Retirement System Private Trust I |
| Common StockF15 | holding | — | — | — | 641,750 | I | By Adams Street 2006 Direct Fund, L.P. | |
| Common StockF16 | holding | — | — | — | 592,953 | I | By Adams Street V, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Certain funds associated with the reporting person received the shares for no consideration as part of a pro-rata distribution of shares by funds controlled by Latterell Venture Partners.
- F10Represents Shares held directly by Brinson Partnership Fund-2001 Primary Fund, L.P. ("BPF 2001Primary"). Adams Street Partners, LLC ("ASP") is the sub-advisor and is acting under power of attorney, and may be deemed to have sole voting and investment power over the shares held by BPF 2001. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by BPF 2001 Primary. Such persons and entities disclaim beneficial ownership of shares held by BPF 2001 Primary, except to the extent of any pecuniary interest therein.
- F11Represents Shares held directly by The 2001 Primary Brinson Partnership Fund Offshore Series Company Ltd. ("BPF 2001Offshore"). Adams Street Partners, LLC ("ASP") is the sub-advisor and is acting under power of attorney, and may be deemed to have sole voting and investment power over the shares held by BPF 2001Offshore. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by BPF 2001 Offshore. Such persons and entities disclaim beneficial ownership of shares held by BPF 2001 Offshore, except to the extent of any pecuniary interest therein.
- F12Represents Shares held directly by UBS Global Asset Management Trust Company as Trustee of the Brinson Partnership Fund Trust- 2001 Primary Fund ("BPF 2001Trust"). Adams Street Partners, LLC ("ASP") is the sub-advisor and is acting under power of attorney, and may be deemed to have sole voting and investment power over the shares held by BPF 2001Trust. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by BPF 2001Trust. Such persons and entities disclaim beneficial ownership of shares held by BPF 2001 Trust, except to the extent of any pecuniary interest therein.
- F13Represents Shares held directly by Orange County Employees Retirement System ("OCERS"). Adams Street Partners, LLC ("ASP"), the advisor acting under power of attorney may be deemed to have sole voting and investment power over the shares held by OCERS. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by OCERS. Such persons and entities disclaim beneficial ownership of shares held by OCERS, except to the extent of any pecuniary interest therein.
- F14Represents Shares held directly by State Universities Retirement System Private Trust I ("SURS"). Adams Street Partners, LLC ("ASP"), the advisor acting under power of attorney may be deemed to have sole voting and investment power over the shares held by SURS. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by SURS. Such persons and entities disclaim beneficial ownership of shares held by SURS, except to the extent of any pecuniary interest therein.
- F15Represents Shares held directly by Adams Street 2006 Direct Fund, L.P. ("AS 2006"). ASP 2006 Direct Management, LLC, the general partner of AS 2006, and Adams Street Partners, LLC ("ASP"), the managing member of ASP 2006 Direct Management, LLC, may each be deemed to have sole voting and investment power over the shares held by AS 2006. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by AS 2006. Such persons and entities disclaim beneficial ownership of shares held by AS 2006, except to the extent of any pecuniary interest therein.
- F16Represents Shares held directly by Adams Street V, L.P. ("AS V"). Adams Street Partners, LLC ("ASP"), the general partner of AS V may be deemed to have sole voting and investment power over the shares held by AS V. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by AS V. Such persons and entities disclaim beneficial ownership of shares held by AS V, except to the extent of any pecuniary interest therein.
- F2Represents Shares held directly by Adams Street Partnership Fund - 2002 U.S. Fund, L.P. ("AS 2002 US"). Adams Street Partners, LLC ("ASP"), acting as the general partner of AS 2002 US may be deemed to have sole voting and investment power over the shares held by AS 2002 US. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by AS 2002 US. Such persons and entities disclaim beneficial ownership of shares held by AS 2002 US, except to the extent of any pecuniary interest therein.
- F3Represents Shares held directly by Adams Street Partnership Fund - 2003 U.S. Fund, L.P. ("AS 2003 US"). Adams Street Partners, LLC ("ASP"), acting as the general partner of AS 2003 US may be deemed to have sole voting and investment power over the shares held by AS 2003 US. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by AS 2003 US. Such persons and entities disclaim beneficial ownership of shares held by AS 2003 US, except to the extent of any pecuniary interest therein.
- F4Represents Shares held directly by Adams Street Partnership Fund - 2004 U.S. Fund, L.P. ("AS 2004 US"). Adams Street Partners, LLC ("ASP"), acting as the general partner of AS 2004 US may be deemed to have sole voting and investment power over the shares held by AS 2004 US. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by AS 2004 US. Such persons and entities disclaim beneficial ownership of shares held by AS 2004 US, except to the extent of any pecuniary interest therein.
- F5Represents Shares held directly by Adams Street Partnership Fund - 2005 U.S. Fund, L.P. ("AS 2005 US"). Adams Street Partners, LLC ("ASP"), acting as the general partner of AS 2005 US may be deemed to have sole voting and investment power over the shares held by AS 2005 US. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by AS 2005 US. Such persons and entities disclaim beneficial ownership of shares held by AS 2005 US, except to the extent of any pecuniary interest therein.
- F6Represents Shares held directly by Brinson Partnership Fund-2004 Primary Fund, L.P. ("BPF 2004 Primary"). Adams Street Partners, LLC ("ASP") is the sub-advisor and is acting under power of attorney, and may be deemed to have sole voting and investment power over the shares held by BPF 2004 Primary. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by BPF 2004 Primary. Such persons and entities disclaim beneficial ownership of shares held by BPF 2004 Primary, except to the extent of any pecuniary interest therein.
- F7Represents Shares held directly by The 2004 Primary Brinson Partnership Fund Offshore Series Company Ltd. ("BPF 2004 Offshore"). Adams Street Partners, LLC ("ASP") is the sub-advisor and is acting under power of attorney, and may be deemed to have sole voting and investment power over the shares held by BPF 2004Offshore. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by BPF 2004 Offshore. Such persons and entities disclaim beneficial ownership of shares held by BPF 2004 Offshore, except to the extent of any pecuniary interest therein.
- F8Represents Shares held directly by UBS Global Asset Management Trust Company as Trustee of the Brinson Partnership Fund Trust- 2004 Primary Fund ("BPF 2004Trust"). Adams Street Partners, LLC ("ASP") is the sub-advisor and is acting under power of attorney, and may be deemed to have sole voting and investment power over the shares held by BPF 2004Trust. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by BPF 2004Trust. Such persons and entities disclaim beneficial ownership of shares held by BPF 2004 Trust, except to the extent of any pecuniary interest therein.
- F9Represents Shares held directly by The Bank of New York Mellon as Trustee for the Hewlett-Packard Company Master Trust (fka EDS Retirement Plan Trust) ("HP Trust"). Adams Street Partners, LLC ("ASP"), the advisor acting under power of attorney may be deemed to have sole voting and investment power over the shares held by HP Trust. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by HP Trust. Such persons and entities disclaim beneficial ownership of shares held by HP Trust, except to the extent of any pecuniary interest therein.