SEC Form 4 · accession 0001140361-15-001681
OncoMed Pharmaceuticals Inc · OMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry P Gould
Director
Period of report
May 9, 2014
Accepted (ET)
Jan 13, 2015 · 9:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302573
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 9, 2014 | J | 3,115 | $0.00 | A | 3,115 | I | By Brinson Partnership Fund - 2001 Primary Fund, L.P. |
| Common StockF2 | Aug 8, 2014 | J | 3,002 | $0.00 | A | 6,117 | I | By Brinson Partnership Fund - 2001 Primary Fund, L.P. |
| Common StockF3 | May 9, 2014 | J | 2,377 | $0.00 | A | 2,377 | I | By The 2001 Primary Brinson Partnership Fund Offshore Series Company Ltd. |
| Common StockF3 | Aug 8, 2014 | J | 2,291 | $0.00 | A | 4,668 | I | By The 2001 Primary Brinson Partnership Fund Offshore Series Company Ltd. |
| Common StockF4 | May 9, 2014 | J | 7,486 | $0.00 | A | 7,486 | I | By UBS Global Asset Management Trust Company as Trustee of the Brinson Partnership Fund Trust- 2001 |
| Common StockF4 | Aug 8, 2014 | J | 7,215 | $0.00 | A | 14,701 | I | By UBS Global Asset Management Trust Company as Trustee of the Brinson Partnership Fund Trust- 2001 |
| Common StockF5 | May 9, 2014 | J | 1,695 | $0.00 | A | 1,695 | I | By The Bank of New York Mellon as Trustee for the Hewlett-Packard Company Master Trust |
| Common StockF5 | Aug 8, 2014 | J | 1,634 | $0.00 | A | 3,329 | I | By The Bank of New York Mellon as Trustee for the Hewlett-Packard Company Master Trust |
| Common StockF6 | May 9, 2014 | J | 1,017 | $0.00 | A | 1,017 | I | By Orange County Employees Retirement System |
| Common StockF6 | Aug 8, 2014 | J | 980 | $0.00 | A | 1,997 | I | By Orange County Employees Retirement System |
| Common StockF7 | May 9, 2014 | J | 4,747 | $0.00 | A | 4,747 | I | By State Universities Retirement System Private Trust I |
| Common StockF7 | Aug 8, 2014 | J | 4,575 | $0.00 | A | 9,322 | I | By State Universities Retirement System Private Trust I |
| Common StockF8 | holding | — | — | — | 641,750 | I | By Adams Street 2006 Direct Fund, L.P. | |
| Common StockF9 | holding | — | — | — | 592,953 | I | By Adams Street V, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were received for no consideration as part of a pro-rata distribution of shares by funds controlled by US Venture Partners
- F2Represents Shares held directly by Brinson Partnership Fund-2001 Primary Fund, L.P. ("BPF 2001Primary"). Adams Street Partners, LLC ("ASP") is the sub-advisor and is acting under power of attorney, and may be deemed to have sole voting and investment power over the shares held by BPF 2001. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by BPF 2001 Primary. Such persons and entities disclaim beneficial ownership of shares held by BPF 2001 Primary, except to the extent of any pecuniary interest therein.
- F3Represents Shares held directly by The 2001 Primary Brinson Partnership Fund Offshore Series Company Ltd. ("BPF 2001Offshore"). Adams Street Partners, LLC ("ASP") is the sub-advisor and is acting under power of attorney, and may be deemed to have sole voting and investment power over the shares held by BPF 2001Offshore. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by BPF 2001 Offshore. Such persons and entities disclaim beneficial ownership of shares held by BPF 2001 Offshore, except to the extent of any pecuniary interest therein.
- F4Represents Shares held directly by UBS Global Asset Management Trust Company as Trustee of the Brinson Partnership Fund Trust- 2001 Primary Fund ("BPF 2001Trust"). Adams Street Partners, LLC ("ASP") is the sub-advisor and is acting under power of attorney, and may be deemed to have sole voting and investment power over the shares held by BPF 2001Trust. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by BPF 2001Trust. Such persons and entities disclaim beneficial ownership of shares held by BPF 2001 Trust, except to the extent of any pecuniary interest therein.
- F5Represents Shares held directly by The Bank of New York Mellon as Trustee for the Hewlett-Packard Company Master Trust (fka EDS Retirement Plan Trust) ("HP Trust"). Adams Street Partners, LLC ("ASP"), the advisor acting under power of attorney may be deemed to have sole voting and investment power over the shares held by HP Trust. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by HP Trust. Such persons and entities disclaim beneficial ownership of shares held by HP Trust, except to the extent of any pecuniary interest therein.
- F6Represents Shares held directly by Orange County Employees Retirement System ("OCERS"). Adams Street Partners, LLC ("ASP"), the advisor acting under power of attorney may be deemed to have sole voting and investment power over the shares held by OCERS. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by OCERS. Such persons and entities disclaim beneficial ownership of shares held by OCERS, except to the extent of any pecuniary interest therein.
- F7Represents Shares held directly by State Universities Retirement System Private Trust I ("SURS"). Adams Street Partners, LLC ("ASP"), the advisor acting under power of attorney may be deemed to have sole voting and investment power over the shares held by SURS. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by SURS. Such persons and entities disclaim beneficial ownership of shares held by SURS, except to the extent of any pecuniary interest therein.
- F8Represents Shares held directly by Adams Street 2006 Direct Fund, L.P. ("AS 2006"). ASP 2006 Direct Management, LLC, the general partner of AS 2006, and Adams Street Partners, LLC ("ASP"), the managing member of ASP 2006 Direct Management, LLC, may each be deemed to have sole voting and investment power over the shares held by AS 2006. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by AS 2006. Such persons and entities disclaim beneficial ownership of shares held by AS 2006, except to the extent of any pecuniary interest therein.
- F9Represents Shares held directly by Adams Street V, L.P. ("AS V"). Adams Street Partners, LLC ("ASP"), the general partner of AS V may be deemed to have sole voting and investment power over the shares held by AS V. David Brett, Jeffrey T. Diehl, Elisha (Terry) P. Gould III, Robin P. Murray, Sachin Tulyani, Craig D. Waslin and David Welsh are partners of ASP (or a subsidiary thereof) and may be deemed to share voting and investment power over the shares held by AS V. Such persons and entities disclaim beneficial ownership of shares held by AS V, except to the extent of any pecuniary interest therein.