SEC Form 4 · accession 0001246360-19-000005
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M Orszag
Director
Period of report
Jan 1, 2019
Accepted (ET)
Jan 2, 2019 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 1, 2019 | M | 2,809 | $0.00 | A | 62,247 | D | |
| Common Shares | holding | — | — | — | 78,812 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Unit | $0.00 | Jan 1, 2019 | M | 2,809 | D | Jan 1, 2019 | Jan 1, 2019 | Common Shares | 2,809 | 0 | D |
Explanation of responses
- F1Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 15, 2018.