SEC Form 4 · accession 0001246360-17-002501
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn H Tongue
Director
Period of report
Aug 3, 2017
Accepted (ET)
Aug 3, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 3, 2017 | P | 10,000 | $5.41 | A | 155,652 | D | |
| Common Shares | holding | — | — | — | 34,886 | I | By Deerhaven Fund, LP |
Table II — derivative securities
No Table II lines on this filing.