SEC Form 4 · accession 0001246360-17-001698
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn H Tongue
Director
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Apr 28, 2017 | P | 9,240 | $5.79 | A | 23,262 | I | By Deerhaven Fund, LP |
| Common Shares | May 1, 2017 | P | 10,000 | $5.74 | A | 33,262 | I | By Deerhaven Fund, LP |
| Common Shares | May 2, 2017 | P | 1,624 | $5.65 | A | 34,886 | I | By Deerhaven Fund, LP |
| Common Shares | holding | — | — | — | 142,411 | D |
Table II — derivative securities
No Table II lines on this filing.