SEC Form 4 · accession 0001246360-17-001420
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth M Karmin
Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1 | $0.00 | Mar 16, 2017 | A | 14,587 | A | — | — | Common Shares | 14,587 | 14,587 | D |
Explanation of responses
- F1The restricted share units vest 25% on April 1, 2017, 25% on July 1, 2017, 25% on October 1, 2017, and 25% on January 1, 2018; provided the Reporting Person remains in service of the board of directors and its committees (as applicable) at such date.