SEC Form 4 · accession 0001246360-16-007104
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth M Karmin
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 9, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 9, 2016 | P | 17,700 | $5.6448 | A | 167,527 | I | By Trust |
| Common Shares | holding | — | — | — | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.