SEC Form 4 · accession 0001246360-16-005189
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Mark Lunenburg
Director
Period of report
Mar 17, 2016
Accepted (ET)
Mar 18, 2016 · 12:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1,F2 | $0.00 | Mar 17, 2016 | A | 10,174 | A | — | — | Common Shares | 10,174 | 10,174 | D |
Explanation of responses
- F1Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- F2The restricted share units vest 25% on April 1, 2016, 25% on July 1, 2016, 25% on October 1, 2016, and 25% on January 1, 2017; provided the Reporting Person remains in service of the board of directors and its committees (as applicable) at such date.