SEC Form 4 · accession 0001246360-16-004373
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig R Johnson
Director
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1,F2,F3 | $0.00 | Feb 3, 2016 | A | 53,537 | A | — | — | Common Shares | 53,537 | 134,630 | D |
Explanation of responses
- F1Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- F2Restricted share units vest 50% on December 1, 2016 and 50% on December 1, 2017.
- F3Restricted share units expire upon vesting.