SEC Form 4 · accession 0001213900-17-011529
HOULIHAN LOKEY, INC. · HLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 3, 2017 | S | 125,000 | $41.625 | D | 438,240 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.