SEC Form 4 · accession 0001179110-15-012427
HOULIHAN LOKEY, INC. · HLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Schriesheim
Director
Period of report
Aug 18, 2015
Accepted (ET)
Aug 20, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Aug 18, 2015 | A | 4,762 | $0.00 | A | 4,762 | D | |
| CLASS A COMMON STOCKF2 | Aug 18, 2015 | P | 4,250 | $21.00 | A | 9,012 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock that vest in full on the first anniversary of the grant date, subject to continued service as an eligible director through such vesting date.
- F2Represents a purchase from the underwriters in the Issuer's initial public offering.