SEC Form 4 · accession 0000950103-18-006309
HOULIHAN LOKEY, INC. · HLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 16, 2018 | S | 25,307 | $1,243,518.00 | D | 974,693 | D | |
| Class A Common StockF1 | May 17, 2018 | S | 110,665 | $5,415,514.00 | D | 864,028 | D | |
| Class A Common StockF1 | May 18, 2018 | S | 82,028 | $3,990,621.00 | D | 782,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.