SEC Form 4 · accession 0000899243-18-027656
HOULIHAN LOKEY, INC. · HLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Andrew Zuber
Director
Period of report
Oct 18, 2018
Accepted (ET)
Oct 30, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Oct 18, 2018 | A | 2,358 | $0.00 | A | 2,358 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock that vest in equal installments on the first, second and third anniversaries of the grant date, subject to continued service as an eligible director through such vesting date.