SEC Form 5 · accession 0001213900-15-001191
Valley High Mining CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Michael Johnson
Officer — Chief Executive Officer · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 31,125,000 | D | ||
| Common Stock | holding | — | — | — | 31,125,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 4, 2014, Valley High Mining Company (the "Company") entered into an Agreement and Bill of Sale by and between the Company, as purchaser, and Mr. Johnson, as seller, pursuant to which the Company purchased certain machinery and equipment from Mr. Johnson in exchange for 16,125,000 shares of the Company's common stock. . A more detailed description of the transaction can be found in the Company's Current Report on Form 8-K, as filed with the Securities and Exchange Commission on December 5, 2014.
- F2On December 4, 2014, Mr. Johnson was appointed as the Company's Chief Executive Officer and as a member of the board of directors (the "Board") of the Company. In connection with such appointment, the Board authorized the issuance of 15,000,000 shares of common stock as a signing bonus.