SEC Form 4 · accession 0001301787-18-000121
BlueLinx Holdings Inc. · BXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan C. O'Farrell
Officer — SVP, CFO AND TREASURER
Period of report
Jul 18, 2018
Accepted (ET)
Jul 20, 2018 · 8:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 20, 2018 | M | 17,500 | — | A | 45,752 | D | |
| Common StockF2 | Jul 20, 2018 | F | 5,312 | $34.12 | D | 40,440 | D | |
| Common StockF3 | Jul 20, 2018 | M | 17,500 | — | A | 57,940 | D | |
| Common StockF4 | Jul 20, 2018 | F | 7,645 | $34.12 | D | 50,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF1 | — | Jul 18, 2018 | A | 17,500 | A | — | — | Common Stock | 17,500 | 17,500 | D |
| Performance Share UnitsF1 | — | Jul 20, 2018 | M | 17,500 | D | — | — | Common Stock | 17,500 | 0 | D |
| Restricted Stock UnitsF3 | — | Jul 20, 2018 | M | 17,500 | D | — | — | Common Stock | 17,500 | 0 | D |
| Restricted Stock UnitsF5 | — | holding | — | — | — | — | — | Common Stock | 3,350 | 3,350 | D |
Explanation of responses
- F1Represents the conversion of performance share units that vested on July 20, 2018. The performance-related conditions of these restricted stock units were satisfied on July 18, 2018. Each performance share unit represents a contingent right to receive one share of BlueLinx Holdings Inc. common stock.
- F2These shares were withheld to cover tax withholding obligations when 17,500 performance share units vested on July 20, 2018.
- F3Represents the conversion of restricted stock units that vested on July 20, 2018. Each restricted stock unit represents a contingent right to receive one share of BlueLinx Holdings Inc. common stock.
- F4These shares were withheld to cover tax withholding obligations when 17,500 restricted stock units vested on July 20, 2018.
- F5These are time-based restricted stock units that vest in three equal annual installments commencing on June 8, 2019. Each restricted stock unit represents a contingent right to receive one share of BlueLinx Holdings Inc. common stock.