SEC Form 4 · accession 0001301787-17-000021
BlueLinx Holdings Inc. · BXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Whitney Randolph Patterson III
Officer — VP AND CHIEF HR OFFICER
Period of report
Jan 13, 2017
Accepted (ET)
Feb 8, 2017 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2017 | F | 1,289 | $6.98 | D | 10,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $7.00 | holding | — | — | — | Jul 16, 2018 | — | Common Stock | 28,000 | 28,000 | D |
Explanation of responses
- F1Certain of these shares of common stock are subject to vesting based upon the passage of time.
- F2Vested stock appreciation rights shall be automatically exercised on the vesting date, with payment made in two installments as follows: (i) 50% payable within thirty days of the vesting date and (ii) 50% payable in 2019, no later than August 15, 2019.