SEC Form 4 · accession 0001301787-16-000149
BlueLinx Holdings Inc. · BXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell B Lewis
Officer — PRESIDENT AND CEO · Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,000 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 1,060,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 31, 2016 | A | 1,100,000 | A | — | — | Common Stock | 1,100,000 | 1,100,000 | D |
Explanation of responses
- F1Certain of these shares of common stock are subject to vesting based upon the passage of time.
- F2Each restricted stock unit represents a contingent right to receive one share of BlueLinx Holdings Inc. common stock.
- F3The restricted stock units vest on March 31, 2018.