SEC Form 4 · accession 0001225208-18-015775
LEGACY LIFEPOINT HEALTH, INC. · LPNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reed Vaughn Tuckson
Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 9:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Nov 16, 2018 | D | 8,311 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Nov 16, 2018 | D | 3,379 | D | — | Jun 6, 2021 | Common | 3,379 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Nov 16, 2018 | D | 3,008 | D | Dec 8, 2017 | Jun 8, 2020 | Common | 3,008 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Nov 16, 2018 | D | 2,684 | D | Dec 9, 2016 | Jun 8, 2019 | Common | 2,684 | 0 | D |
Explanation of responses
- F1Pursuant to the terms of the Agreement and Plan of Merger between the Issuer, RegionalCare Hospital Partners Holdings, Inc. d/b/a RCCH HealthCare Partners, and Legend Merger Sub, Inc. (the "Merger Agreement"), each share of Common Stock issued and outstanding immediately prior to the effective time of the merger was canceled and converted into the right to receive $65.00 in cash, without interest.
- F2Pursuant to the terms of the Merger Agreement, each outstanding restricted stock unit, whether vested or unvested, became fully vested as of the effective time of the merger, and was canceled and converted into the right to receive an amount in cash, without interest and less any applicable withholding taxes, equal to the merger consideration of $65.00 per share multiplied by the number of shares of common stock subject to such restricted stock unit award.