SEC Form 4 · accession 0001225208-18-010436
LEGACY LIFEPOINT HEALTH, INC. · LPNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer C Peters
Officer — Gen. Counsel and Corp. Sec.
Period of report
Feb 23, 2018
Accepted (ET)
Jun 8, 2018 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Feb 23, 2018 | M | 808 | $0.00 | A | 808 | D | |
| CommonF1 | Feb 23, 2018 | F | 240 | $42.75 | D | 568 | D | |
| Common | Feb 24, 2018 | M | 617 | $0.00 | A | 1,185 | D | |
| CommonF1 | Feb 26, 2018 | F | 183 | $42.75 | D | 1,002 | D | |
| Common | Feb 28, 2018 | M | 653 | $0.00 | A | 1,655 | D | |
| CommonF1 | Feb 28, 2018 | F | 162 | $46.10 | D | 1,493 | D | |
| Common | Jun 6, 2018 | M | 650 | $0.00 | A | 2,143 | D | |
| CommonF1 | Jun 6, 2018 | F | 159 | $55.05 | D | 1,984 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Feb 23, 2018 | M | 808 | D | — | — | Common | 808 | 5,984 | D |
| Restricted Stock UnitsF2 | $0.00 | Feb 24, 2018 | M | 617 | D | — | — | Common | 617 | 5,367 | D |
| Restricted Stock UnitsF2 | $0.00 | Feb 28, 2018 | M | 653 | D | — | — | Common | 653 | 16,259 | D |
| Restricted Stock UnitsF3 | $0.00 | Jun 6, 2018 | M | 650 | D | — | — | Common | 650 | 15,609 | D |
Explanation of responses
- F1Pursuant to the terms of the Company's Amended and Restated 2013 Long-Term Incentive Plan, these shares were automatically withheld for payment of the tax liability incident to the vesting of a restricted stock award.
- F2Upon vesting, the Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. The Restricted Stock Units vest in three equal annual installments beginning on the first anniversary of the date of grant.
- F3Upon vesting, the Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. The Restricted Stock Units vest in four equal annual installments beginning on the first anniversary of the date of grant.