SEC Form 4 · accession 0001225208-17-012748
LEGACY LIFEPOINT HEALTH, INC. · LPNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Carpenter III
Officer — Chairman and CEO · Director
Period of report
Jul 17, 2017
Accepted (ET)
Jul 19, 2017 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Jul 17, 2017 | M | 17,653 | $25.79 | A | 439,841 | D | |
| CommonF3 | Jul 17, 2017 | S | 17,653 | $65.0645 | D | 422,188 | D | |
| Common | holding | — | — | — | 1,629 | I | By Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to buy) | $25.79 | Jul 17, 2017 | M | 17,653 | D | Feb 28, 2009 | Feb 28, 2018 | Common | 17,653 | 0 | D |
Explanation of responses
- F1Reflects the exercise of options set to expire in February 2018.
- F2This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.
- F3The price shown is the weighted average price for multiple transactions within a price range of $64.80 to $65.60 per share. Upon request, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.