SEC Form 4 · accession 0001567619-19-001519
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth Bhatt
Officer — Chief Operating Officer
Period of report
Jan 18, 2019
Accepted (ET)
Jan 23, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 18, 2019 | A | 156,500 | $0.00 | A | 239,126 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units ("RSUs"). The reporting person is entitled to one (1) share of Common Stock for each one(1) RSU upon the vesting thereof.
- F2Includes (i) 2,062 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2018 and (ii) 234,000 RSUs.