SEC Form 5 · accession 0001567619-19-001510
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake Wise
Officer — Chief Executive Officer
Period of report
Dec 31, 2018
Accepted (ET)
Jan 23, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 31, 2018 | A | 135,000 | $0.00 | A | 227,721 | D | |
| Common StockF3 | holding | — | — | — | 178,416 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units ("RSUs"). The reporting person is entitled to one (1) share of Common Stock for each one (1) RSU upon the vesting thereof.
- F2Includes 192,925 RSUs.
- F3The shares are held directly by the Blake A. Wise Living Trust.