SEC Form 4 · accession 0001567619-18-003253
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake Wise
Officer — Chief Operating Officer
Period of report
Sep 25, 2018
Accepted (ET)
Sep 27, 2018 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 25, 2018 | S | 3,242 | $4.15 | D | 92,721 | D | |
| Common StockF3 | holding | — | — | — | 178,416 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold solely to satisfy the tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") of the Issuer.
- F2Includes 57,925 RSUs.
- F3The shares are held directly by the Blake A. Wise Living Trust.