SEC Form 4 · accession 0001140361-18-030785
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J. Hillan
Officer — See Remarks · Director
Period of report
Jun 28, 2018
Accepted (ET)
Jun 29, 2018 · 8:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 28, 2018 | M | 132,727 | $6.93 | A | 248,128 | D | |
| Common StockF1 | Jun 28, 2018 | M | 45,208 | $3.65 | A | 293,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $6.93 | Jun 28, 2018 | M | 132,727 | D | — | Jun 7, 2021 | Common Stock | 132,727 | 0 | D |
| Stock Option (Right to Buy)F3 | $3.65 | Jun 28, 2018 | M | 45,208 | D | — | Feb 26, 2026 | Common Stock | 45,208 | 32,292 | D |
Explanation of responses
- F1Includes 78,600 Restricted Stock Units.
- F2The option is fully vested and exercisable.
- F3The shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of February 19, 2016, subject to the reporting person's continued employment or service relationship with the Issuer on each such vesting date.
Remarks
President of Achaogen and President of R&D