SEC Form 4 · accession 0001140361-18-009971
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Swem
Officer — Chief Scientific Officer
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 8:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 21, 2018 | S | 1,282 | $10.67 | D | 36,819 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units of the Issuer.
- F2Includes (i) 3,393 shares acquired under the issuer's Employee Stock Purchase Plan on May 31, 2017 and November 30, 2017 and (ii) 19,105 Restricted Stock Units.