SEC Form 4 · accession 0001140361-18-009969
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J. Hillan
Officer — See Remarks · Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 8:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 21, 2018 | S | 4,606 | $10.67 | D | 97,886 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units of the Issuer.
- F2Includes (i) 4,070 shares acquired under the issuer's Employee Stock Purchase Plan on May 31, 2017 and November 30, 2017 and (ii) 69,550 RSUs.
Remarks
President of Achaogen and President of R&D