SEC Form 4 · accession 0001140361-17-027846
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Bernstein
Director
Period of report
Jul 11, 2017
Accepted (ET)
Jul 13, 2017 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $22.93 | Jul 11, 2017 | A | 20,000 | A | — | Jul 11, 2027 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The shares subject to the option vest in 36 successive, equal monthly installments on each monthly anniversary of July 11, 2017, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.