SEC Form 4 · accession 0001140361-17-025045
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tobin Schilke
Officer — Chief Financial Officer
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 12, 2017 | S | 2,066 | $21.53 | D | 40,119 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") of the Issuer.
- F2Includes (i) 32,925 RSUs and (ii) 2,640 shares acquired under the issuer's Employee Stock Purchase Plan on May 31, 2017.