SEC Form 4 · accession 0001140361-17-003547
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J. Hillan
Officer — Chief Executive Officer · Director
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 9:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 26, 2017 | S | 1,431 | $16.78 | D | 63,197 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units of the Issuer.
- F2Includes 53,850 Restricted Stock Units and 3,000 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2016.