SEC Form 4 · accession 0001140361-16-081094
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake Wise
Officer — Chief Operating Officer
Period of report
Sep 27, 2016
Accepted (ET)
Sep 29, 2016 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 27, 2016 | S | 3,632 | $4.3006 | D | 45,118 | D | |
| Common StockF3,F4 | holding | — | — | — | 143,053 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold on the open market solely to cover tax obligations upon the vesting of outstanding Restricted Stock Units ("RSUs").
- F2Includes 36,375 RSUs.
- F3Prior filings inadvertently reported 1,600 shares of common stock as directly owned; however, such shares were owned indirectly by the Blake A. Wise Living Trust. This filing corrects the allocation of these shares.
- F4The shares are held directly by the Blake A. Wise Living Trust.