SEC Form 4 · accession 0001140361-16-081093
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zeryn Sarpangal
Officer — VP, HR and Corporate Affairs
Period of report
Sep 27, 2016
Accepted (ET)
Sep 29, 2016 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 27, 2016 | S | 1,069 | $4.3006 | D | 17,742 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold on the open market solely to cover tax obligations upon the vesting of outstanding Restricted Stock Units ("RSUs").
- F2Includes 15,037 RSUs.