SEC Form 4 · accession 0000921895-18-003124
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Duggan
10% Owner
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Nov 19, 2018 | P | 4,648 | $1.6189 | A | 8,032,275 | D | |
| Common Stock, par value $0.001 per shareF1 | holding | — | — | — | 30,000 | I | See Footnote | |
| Common Stock, par value $0.001 per shareF2 | holding | — | — | — | 100,255 | I | See Footnote | |
| Common Stock, par value $0.001 per shareF3 | holding | — | — | — | 72,170 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Blaze-On Corporation, of which the Reporting Person is the sole officer and director.
- F2Shares held by Robert W. Duggan Foundation, of which the Reporting Person is the President.
- F3Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.