SEC Form 4 · accession 0000921895-18-001425
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Duggan
10% Owner
Period of report
Apr 19, 2018
Accepted (ET)
Apr 23, 2018 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Apr 19, 2018 | P | 119,700 | $12.7591 | A | 6,602,269 | D | |
| Common Stock, par value $0.001 per share | Apr 20, 2018 | P | 216,150 | $13.2335 | A | 6,818,419 | D | |
| Common Stock, par value $0.001 per share | Apr 23, 2018 | P | 132,487 | $13.0652 | A | 6,950,906 | D | |
| Common Stock, par value $0.001 per shareF1 | holding | — | — | — | 72,170 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.