SEC Form 4 · accession 0000921895-18-000825
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Duggan
10% Owner
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Feb 28, 2018 | P | 20,000 | $10.6964 | A | 5,697,752 | D | |
| Common Stock, par value $0.001 per share | Mar 1, 2018 | P | 410,606 | $10.3342 | A | 6,108,358 | D | |
| Common Stock, par value $0.001 per share | Mar 2, 2018 | P | 96,790 | $10.1424 | A | 6,205,148 | D | |
| Common Stock, par value $0.001 per shareF1 | holding | — | — | — | 72,170 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.