SEC Form 4 · accession 0000921895-18-000092
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Duggan
10% Owner
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Jan 3, 2018 | P | 15,000 | $10.8902 | A | 5,617,752 | D | |
| Common Stock, par value $0.001 per share | Jan 5, 2018 | P | 50,000 | $11.51 | A | 5,667,752 | D | |
| Common Stock, par value $0.001 per shareF1 | holding | — | — | — | 72,170 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.