SEC Form 4 · accession 0001209191-15-008344
Sotherly Hotels Inc. · SOHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Sims
Officer — Chief Executive Officer · Director
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2015 | A | 10,000 | $0.00 | A | 339,555 | D | |
| Common Stock | holding | — | — | — | 271,250 | I | By AMS Family Partnership, R.L.L.P. | |
| Common Stock | holding | — | — | — | 156,250 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities were granted to the reporting person by the Issuer's Board of Directors pursuant to the Issuer's 2013 Long-Term Incentive Plan.