SEC Form 4 · accession 0001209191-15-003448
Sotherly Hotels Inc. · SOHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim Sims
Director
Period of report
Jan 7, 2015
Accepted (ET)
Jan 9, 2015 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 7, 2015 | S | 19,800 | $7.2337 | D | 40,500 | I | By KES Family Partnership, L.L.P. |
| Common StockF3 | Jan 8, 2015 | S | 19,700 | $7.272 | D | 20,800 | I | By KES Family Partnership, L.L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2014.
- F2This transaction was executed in multiple trades at prices ranging from $7.175 to $7.32, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F3This transaction was executed in multiple trades at prices ranging from $7.19 to $7.30, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.