SEC Form 4 · accession 0001127602-15-011450
Alpha Natural Resources, Inc. · ANR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip J Cavatoni
Officer — EVP & Chief Fin & Strategy Off
Period of report
Mar 13, 2015
Accepted (ET)
Mar 16, 2015 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2015 | F | 12,596 | $0.91 | D | 822,656 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares tendered by reporting person to the Issuer for payment of withholding taxes; this transaction is exempt pursuant to Rule 16b-3 under the Securities and Exchange Act of 1934.