SEC Form 4 · accession 0001127602-15-009234
Alpha Natural Resources, Inc. · ANR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Verheij
Officer — EVP, GC & Corporate Secretary
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2015 | A | 294,230 | $0.00 | A | 387,167 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 26, 2015 | A | 294,230 | A | — | — | Common Stock | 294,230 | 294,230 | D |
Explanation of responses
- F1Restricted stock unit award granted to reporting person under the Issuer's Amended and Restated 2012 Long-Term Incentive Plan.
- F2Each restricted stock unit represents the right to receive the cash value of one share of the Issuer's common stock at settlement.
- F3Restricted stock unit award granted to reporting person under the Issuer's Amended and Restated 2012 Long-Term Incentive Plan. Subject to the terms of the awards, the restricted stock units will vest and settle for cash 40% on February 26, 2017 and 60% on February 26, 2018.