SEC Form 4 · accession 0000899243-17-016447
Comstock Holding Companies, Inc. · CHCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Clemente
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Mar 6, 2017
Accepted (ET)
Jun 15, 2017 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299969
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 6, 2017 | A | 12,000 | $0.00 | A | 35,984 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F2 | $2.14 | Mar 6, 2017 | A | 12,000 | A | — | Mar 6, 2027 | Class A Common Stock | 12,000 | 12,000 | I |
Explanation of responses
- F1The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.
- F2The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for Section 16 or for any other purpose.
- F3The options vest in four annual equal installments commencing in March 2018.