SEC Form 4 · accession 0000899243-17-009857
Comstock Holding Companies, Inc. · CHCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher L Conover
Officer — Chief Financial Officer
Period of report
Dec 17, 2016
Accepted (ET)
Apr 10, 2017 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299969
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 31, 2016 | F | 685 | $1.79 | D | 4,400 | D | |
| Class A Common StockF1 | Dec 14, 2016 | A | 20,000 | $0.00 | A | 24,400 | D | |
| Class A Common StockF3 | Mar 6, 2017 | A | 25,000 | $0.00 | A | 49,400 | D | |
| Class A Common Stock | Apr 6, 2017 | P | 25,000 | $1.00 | A | 74,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $2.14 | Mar 6, 2017 | A | 32,500 | A | — | Mar 6, 2027 | Class A Common Stock | 32,500 | 32,500 | D |
Explanation of responses
- F1The stock awards were granted on December 14, 2016, and vest in four equal installments commencing in December 2017.
- F2The options vest in four annual equal installments commencing in March 2018.
- F3The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.